Assistant Vice President

**Company Introduction:** _We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day._ _HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."_ **Job Summary:** AVP in Central Compliance to cover employee compliance, FCC, Compliance projects, governance and regulatory engagement **Job Duties:** **Responsibilities:**   Employee Compliance * Support implementation of the Group’s Employee Compliance program and associated controls, including * Anti-Bribery & Anti-Corruption, Conflicts of Interest, and Whistleblowing. * Work with HR / Employment Law Legal on the escalation and management of policies breaches. * Provide Compliance training and advice in relation to Group Compliance’s policies. Financial Crime Compliance * Support the enhancement and implementation of the Group’s financial crime prevention program, * including risk assessment, policies, control framework, and training. * Provide advice to business on financial crime related matters. * Compliance Projects * Lead group-wide projects, compliance projects, including and not limited to, new / refreshed compliance * policies implementation, Group Compliance Division’s processes enhancement, automation and digitization. Governance and Regulatory Engagement * Assist the enhancement and implementation of Compliance Risk Appetite metrics, and key indicators. * Assist compliance reporting to management / board committees. * Liaison with regulatory bodies, manage relationships with agencies, and manage information requests. **Requirements:**   * Bachelor degree or equivalent in Law, Accounting, Finance or related discipline. * Knowledge and hands-on experiences of compliance frameworks, policies, processes and controls. * A minimum of 10 years of proven experience in regulatory compliance gained from working for a financial * institution, a regulatory authority, a Government agency or a law firm, of which at least 10 years at a * management level * Excellent oral, written communication and presentation skills * Strong analytical skills and inter-personal skills; ability to work with stakeholders at different levels * A collaborative team player with the ability to work independently and embrace new challenges. * Demonstrates flexibility and a growth mindset, with a commitment to continuous learning and development. * Fluent in English and Chinese. _HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace._ **Location:** HKEX - Exchange Square **Shift:** Standard - 40 Hours (Hong Kong SAR) **Scheduled Weekly Hours:** 40 **Worker Type:** Permanent