Associate Regulatory Reporting
0156 ares operations india private
📍 mumbai india india🕐 2mo ago🔗 workday
Job Description
### _Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry._
**Job Description**
Primary functions & responsibilities
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Specific responsibilities include, but are not limited to:
* Work closely with colleagues in the Regulatory Reporting team with respect to regulatory submissions to regulatory bodies such as the SEC, CFTC, FRB, and other US and foreign regulators.
* Assist in the development, implementation, and documentation of standardized workflows and controls supporting the Regulatory Reporting filing preparation, review, submission, and retention processes.
* Assist in the continuous assessment and testing of the Firm’s global regulatory reporting risks and controls in accordance with regulatory requirements, best practices, and industry guidance.
* Work collaboratively with cross-functional members of the Firm’s global Finance & Accounting, Investment Operations, Legal, and Technology departments.
* Assist the Regulatory Reporting team in coordinating with members of the global Compliance team to drive efficiency across data provided to regulators in all jurisdictions.
* Keep current on evolving laws and regulations and stay abreast of best practices and industry guidance.
* Assist with ad hoc projects, assignments, and initiatives.
Qualifications
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**Education/Skills:**
* Bachelor’s Degree required.
* Proficiency in Microsoft Office Suite**.**
* Familiarity with Power Apps a plus.
**Experience Required:**
* 3-5 years of experience with direct experience in investment advisory compliance, regulatory reporting, financial reporting, or similar global compliance roles in an investment management setting.
* Knowledge of regulatory requirements, including experience working with, Form ADV, Form PF, CFTC/NFA and beneficial ownership reporting.
* Experience working with technology development teams and other stakeholders to pursue ongoing process automation and technology enhancements.
* Ability to extract meaningful information from research and keep abreast of industry and regulatory developments. Applying knowledge of investment concepts to ensure accurate regulatory filings.
**General Requirements:**
* Strong time management and prioritization skills; results orientation; and an ability to work under tight deadlines in a fast-paced environment.
* Exceptional attention to detail, analytical skills, highly organized and process-driven; high accuracy.
* A self-directed individual with a can-do attitude, willing to work in an energetic, collaborative, and fast-paced environment, proactive in nature, and a proven ability to resolve issues with minimal supervision.
* Outstanding written and verbal communication skills, with the ability to effectively present complex concepts in a manner that is appropriately calibrated to audiences with different perspectives and levels of familiarity.
* Strong sense of ownership and accountability; demonstrates good problem-solving skills and judgment in terms of escalating issues vs. solving problems independently.
* A solutions-oriented, self-starter, with an ability to see the big picture.
* Ability to be flexible in terms of hours to coordinate with team members across various time zones.
* Dependable, great attitude, highly motivated and a team player.
**Reporting Relationships**
Vice President, Investment Adviser Compliance
_There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active._