Equity Investment - Compliance & Risk Management

**About Us:** Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions. Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term). _**Job Description:**_ * Manage the department's business policies and procedures to ensure ongoing compliance with regulatory requirements; review and update policies and processes in line with business development. * Build a risk management framework combining front-end controls, concurrent monitoring and post-event analysis, tailored to the characteristics of the different business lines of the department, to safeguard sound and stable business operations. * Oversee business operations including fund planning, account management, trade booking and valuation, operational analytics, and regulatory reporting. * Execute trading for the department's various business lines. * Leverage digital and intelligent technologies to build a business management system covering all business areas of the department, creating a visualized management platform to enhance operational effectiveness and decision-making efficiency. _**Qualifications:**_ * Bachelor's degree in Finance, Economics, Law, Mathematics, Statistics, Financial Engineering or a related discipline. * In-depth understanding of trading processes across global equities, fixed income, commodities and OTC derivatives. * Minimum 3 years of relevant experience in business operations, risk management or compliance. * Strong analytical thinking and advanced Excel skills; proficiency in scripting languages such as Python is a plus. * Digitally minded, able to propose IT solutions to improve operational efficiency. * Excellent spoken and written English and Chinese, with strong communication skills. * Able to work well under pressure. * Shift work during night hours and public holidays may be required.