Head Legal & Compliance

pt rhb sekuritas indonesia

📍 dki jakarta indonesia🕐 15d ago🔗 workday

Job Description

Observe and enforce full compliance from all business lines: * Analyse and report compliance breakdowns in all Line of business so as to ensure that RHB business operations adhere to all internal (e.g. policies) and external (e.g. regulatory) requirements”. * Ensure full compliance to internal policies, guidelines and procedures and all Indonesian regulations (OJK, IDX, etc) that Indonesian regulators must be the first priority. * Report to BOD on non-compliance issue that may constitute a breach of provision of relevant acts, laws, articles of association, rules and regulations or may have a material effect on the funds or assets of the company or the clients. * Cultivate a culture of full compliance from all business line by providing proper education, program and supervisory on compliance to the supported business line. * Provide coaching, guidance, motivation, support, training and feedback to team member to achieve business objective. * Display teamwork and work closely with other senior management personnel at all times. * Proactively driving results on compliance & Legal issues. * Identifying and mitigating any potential conflicts in advance. * Monitoring the performance of any corrective actions related to legal & compliance issue. * Ensuring compliance & legal projects are properly budgeted for and reported on. * Assigned as an officer responsible for implementing the AML/CFT and Proliferation Financing Prevention (PPPSPM) program, with responsibilities, such as: Ensuring the existence and evaluation of AML/CFT and PPPSPM policies and procedures in accordance with applicable regulation; and The implementation of the AML/CFT and PPPSPM program in accordance with applicable regulation and internal policies and procedures, Providing awareness and advice on the implementation of AML/CFT and PPPSPM.