Manager

Join us to build a leading financial company in Asia! Job Family 證券交易服務/Retail Securities Dealing Job Description Responsibilities * To execute futures and options, forex, securities and related orders for all clients * To provide fundamental and technical analyses to clients * To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades. * To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges * To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers. Copies of such confirmations are to be given to the Operations team (settlement) * To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department. * To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities. * To check and monitor customer’s equity and position limits to ensure no over-trading * To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly Education – Degree / Field of Study Work Shift