Officer - Listing Regulation and Enforcement
hong kong exchanges clearing
📍 hk-one es 43/f hong kong sar china🕐 12d ago🔗 workday
Job Description
**Company Introduction:**
_We’re home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day._
_HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."_
**Job Summary:**
You will support the Listing Regulation and Enforcement Department of Hong Kong Exchange and Clearing Limited, in discharging its regulatory functions.
**Job Duties:**
**Responsibilities**
* Provide operational and professional support in relation to the enforcement and disciplinary work of Listing Regulation and Enforcement Department
* Coordinate the provision of assistance to other regulators and enforcement agencies by responding to their requests for information and/or documents
* Manage, maintain and operate reports and databases, including strategic/regular reporting, conducting conflict and compliance history checks
* Provide administrative support, including management and production of case documents
* Draft documents and correspondence
* Assist in delivering a wide range of legal and non-legal projects undertaken by the Department
**Requirements**
* Bachelor’s Degree in Law or a related discipline
* At least one year of experience as a paralegal at a law firm or comparable institution; a background in litigation or regulatory matters will be an advantage
* Diligent, well-organised, attentive to detail
* Energetic and willing to learn
* Proficient in conducting research
* Good team player with good interpersonal and communication skills
* Proficient in MS Word, Excel, Outlook and PowerPoint
* Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices will be an advantage
* Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential.
_HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace._
**Location:**
HK-ONE ES 43/F
**Shift:**
Standard - 40 Hours (Hong Kong SAR)
**Scheduled Weekly Hours:**
40
**Worker Type:**
Permanent