Officer - Listing Regulation and Enforcement

hong kong exchanges clearing

📍 hk-one es 43/f hong kong sar china🕐 12d ago🔗 workday

Job Description

**Company Introduction:** _We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day._ _HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."_ **Job Summary:** You will support the Listing Regulation and Enforcement Department of Hong Kong Exchange and Clearing Limited, in discharging its regulatory functions. **Job Duties:** **Responsibilities** * Provide operational and professional support in relation to the enforcement and disciplinary work of Listing Regulation and Enforcement Department * Coordinate the provision of assistance to other regulators and enforcement agencies by responding to their requests for information and/or documents * Manage, maintain and operate reports and databases, including strategic/regular reporting, conducting conflict and compliance history checks * Provide administrative support, including management and production of case documents * Draft documents and correspondence * Assist in delivering a wide range of legal and non-legal projects undertaken by the Department **Requirements** * Bachelor’s Degree in Law or a related discipline * At least one year of experience as a paralegal at a law firm or comparable institution; a background in litigation or regulatory matters will be an advantage * Diligent, well-organised, attentive to detail * Energetic and willing to learn * Proficient in conducting research * Good team player with good interpersonal and communication skills * Proficient in MS Word, Excel, Outlook and PowerPoint * Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices will be an advantage * Good command of written and spoken English and Chinese.  Proficiency in Putonghua is essential. _HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace._ **Location:** HK-ONE ES 43/F **Shift:** Standard - 40 Hours (Hong Kong SAR) **Scheduled Weekly Hours:** 40 **Worker Type:** Permanent
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